Anti-Money Laundering Services

AML Compliance

• AML/CTF/KYC compliance program development

• Guidance on BSA requirements

• Remediation of compliance issue

• Policies & Procedures

• Independant Testing

• Program Audits

• Training

We help our clients design and build sustainable AML/CTF/OFAC compliance programs or enhance existing policies, procedures, and internal controls in a way that is consistent with regulatory expectations and industry best practices. We provide assessments and offer guidance on compliance challenges and risk-based procedures such as KYC/EDD of customers and counterparties. Where compliance program deficiencies have been identified, we assist in formulating effective remediation strategies to address these findings. We also help design and administer compliance or regulatory training for a broad scope of different audiences, including general staff, compliance teams, boards or directors, or senior leadership.

Due Diligence

• Comprehensive AML due diligence

• Intelligence-based network analysis of AML risk

• Evaluation of target entity’s compliance program

• Investigations of compliance issues or violations

We assist private equity and institutional clients in conducting due diligence and undertaking AML, CTF, and OFAC risk assessments in relation to both contemplated and prior investments. In undertaking these assessments, we take into account past and ongoing activities and engagements, as well as the quality of the target’s compliance program.